Regulatory Hosting
Regulatory Hosting Services
Your choice of Regulatory Hosting Principal is vitally important due to the close, symbiotic working relationship that is required. You need confidence in the quality and responsiveness of your Principal and their compliance infrastructure that your business will rely upon. Our proven, unimpeachable track record in this sector will provide the reassurance you require.
Who might need Sentinel’s Regulatory Hosting services?
Please speak with us to explore how we might support your endeavour.
Why use Sentinel?
Our Regulatory Hosting service enables firms to perform regulated activities within or from the UK including:
Key benefits of becoming an Appointed Representative with Sentinel
Click the icons to find out more.
Quick and efficient access
to UK financial services
Quick and efficient access
to UK financial services
Your business could start providing regulated services in as little as 5 to 10 weeks as opposed to a potential 12 months wait to receive full FCA authorisation.
No regulatory capital requirement
No regulatory capital requirement
Sentinel holds regulatory capital on your behalf.
No FCA reporting or returns
No FCA reporting or returns
Sentinel deals with the FCA on your behalf.
No FCA Senior Management Functions
No FCA Senior Management Functions
Sentinel officers are your registered Compliance Officer (SMF16) and Money Laundering Reporting Officer (SMF17).
Efficient compliance monitoring
Efficient compliance monitoring
Sentinel ensures a robust compliance infrastructure is in place, providing you with the necessary policies and procedures while conducting compliance monitoring utilising regulatory technology.
Access to senior personnel
Access to senior personnel
Sentinel’s executive directors are always on hand to provide support.
Training
Training
All of your compliance training needs met.
Flexibility
Flexibility
Remain as an Appointed Representative or apply for direct authorisation when you are ready.
Timeline to becoming an Appointed Representative of Sentinel
Step 1
Sign Sentinel’s engagement letter
Step 2
Sentinel will commence onboarding your business and staff
Step 3
Sentinel will submit the FCA application on your behalf in as little as 2 weeks
Step 4
Sentinel will finalise the implementation of your compliance monitoring infrastructure whilst awaiting FCA approval
Step 5
FCA approval as an Appointed Representative of Sentinel
Timeline to becoming an Appointed Representative of Sentinel
Step 1
Sign Sentinel’s engagement letter
Step 2
Sentinel will commence onboarding your business and staff
Step 3
Sentinel will submit the FCA application on your behalf in as little as 2 weeks
Step 4
Sentinel will finalise the implementation of your compliance monitoring infrastructure whilst awaiting FCA approval
Step 5
FCA approval as an Appointed Representative of Sentinel