Posts Tagged ‘Sentinel Regulatory’

The FCA updates its Appointed Representative (AR) data every six months based on Principals’ submissions including: “Add, Change and Terminate” AR data helps us understand the main reason for appointing the AR, the nature of the AR’s business and activities, and expected revenue from regulated and unregulated activities”. “REP025 data is submitted annually and helps…

Introduction In a bid to help the development and adoption of tokenised assets, the Financial Conduct Authority (“FCA”) has published consultation paper (CP25-28) titled “Progressing Fund Tokenisation.” The consultation applies to: UCITS management companies UK fund managers managing authorised funds Depositaries of authorised funds However, it will be of interest to the wider investment community…